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Regulatory

It is important you read this section which contains regulatory warnings, restrictions, how to complain and various policy documents.

The value of investments and any income from them may go down as well as up, so you may get back less than you invested.

Past performance cannot be relied upon as a guide to future performance.

The information on this website does not in any way constitute investment, tax, legal or other advice.  If you are in any doubt about any of the information on the website please consult your financial or other professional adviser.

Complaints

If you feel you need to make a complaint please either email us at info@chawtoninvestors.co.uk or call us on 020 3151 6818.  You can also write to us at:

Chawton Global Investors LLP, Great Meadow, Lane End, Hambledon, Surrey, GU8 4HE

If you remain unsatisfied, the Financial Ombudsman Service provides a free, independent service for customers to solve disputes with financial firms.  This service applies if you are not satisfied with our response or if 8 weeks have passed since you first let us know about your complaint.  You may contact the Financial Ombudsman in the following ways:

By telephone:  0800 0234567 (calls to this number are now free on mobile phones and landlines)

By telephone: 0300 1239123 (calls to this number cost no more than calls to 01 and 02 numbers)

On line: via the website financial-ombudsman.org.uk

By post: the Financial Ombudsman, The Exchange Tower, Harbour Exchange, London, E14 9SR

Conflicts of interest

The document below sets out our Conflict of Interest Policy as at April 2019.

Pillar 3 Disclosures

The document below sets out our Pillar 3 disclosures as required by the Basle II Accord implemented in the European Union through the Capital Requirements Directive.

Order Execution Policy

The document below sets out our Order Execution Policy as at April 2019.

Stewardship Policy

The U.K. Stewardship Code (2012) published by the Financial Reporting Council (FRC) sets out seven principles that it expects institutional investors to follow to ensure high quality stewardship. These are set in the document below along with commentary on how Chawton Global Investors adheres to them. 

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